Suchergebnisse

• eBook-Kapitel aus dem Buch Handbuch Compliance-Management

  An International Perspective on Anti-Corruption: U.S. Foreign Corrupt Practices Act and OECD Anti-Bribery Convention

  Charles Duross, James Koukios

  …. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3 1.2.2 FCPA Enforcement… …restrictions can form the basis of an FCPA books-and-records violation. 1.2.2 FCPA Enforcement The FCPA is enforced by two agencies, the U.S. Department of… …regularly brings enforcement actions against companies and individuals for criminal violations of the FCPA.19 In considering whether, and what type of… …, enforcement action to bring against a company, DOJ prosecutors must consider the Principles of Federal Prosecution of Business Organizations.20 Because it can… …corporate enforcement actions in 2023 but did not bring any enforcement actions against individuals. See generally https://www.sec.gov/enforce/… …sec-enforcement-actions-fcpa-cases (last visitedMay 2, 2024). 23 All nine of SEC’s 2023 enforcement actions involved the FCPA’s accounting provi- sions. 24 Report of Investigation… …Pursuant to Section 21(a) of the Securities Exchange Act of 1934 and Commission Statement on the Relationship of Cooperation to Agency Enforcement Decisions… …Section 21 of the Exchange Act, 15 U.S.C. §78u. 5 minal Division’s Corporate Enforcement Policy.21 If DOJ determines that an enforcement action is… …, or it can seek an indictment and, potentially, take the matter to trial. SEC regularly brings enforcement actions against companies and occasionally… …brings enforcement actions against individuals.22 As compared to DOJ, SEC places a particular emphasis on enforcing the FCPA’s accounting provisions.23 In…

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• eBook-Kapitel aus dem Buch Korruptionsprävention im Auslandsvertrieb

  Einleitung

  Dr. Lutz Nepomuck

  …11 1 Siehe OECD-Report „2021 Data on Enforcement of the Anti-Bribery Convention“, S. 2 ff. 2 Siehe OECD-Report „2021 Data on Enforcement of the… …. Transparency International, Corruption Perceptions Index 2022. 7 Vgl. Transparency International, Progress Report 2015: Assessing Enforcement of the…
• eBook-Kapitel aus dem Buch Handbuch Compliance-Management

  The evolution and challenges for Compliance and Integrity Management in Latin America

  Fernando Cevallos

  …characterized by their tendency towards the signalling of commitments rather than carrying out concrete implementation and enforcement activities (as suggested by… …is an issue concerning an office, thus largely leaving anti-corruption efforts out of the private sector due to the lack of enforcement and political… …traditionally been the target of law enforcement efforts that were, for the most part, unconcerned with seeing these ethical ‘failures’ as a problem of labelling… …, andmunicipal agencies. Furthermore, Brazil's judiciary and law enforcement agencies have increasin- gly focused on corruption cases. The judiciary has shown a… …mitigating factors that may allow them to reduce potential sanctions and penal- ties (if andwhen enforcement begins). Today the ‘integrity policy’ is a… …document, not been adopted by all companies nor implemented by companies since there is no enforcement or audits by the regulators. Translating this into… …about the independence of the judiciary and law enforcement agencies. Despite the challenges, there were notable legislative attempts to enhance anti-… …realized, as the implementation and enforcement of new laws are often inconsistent. Corruption remains deeply entrenched in many areas of Salvadoran society…

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• eBook-Kapitel aus dem Buch Handbuch Compliance-Management

  EU and U.S. Sanctions Compliance

  John E. Smith, Felix Helmstädter, Alexander Eisenfeld, Nicholas W. Kennedy

  …5.2.3.3 EU Sanctions Enforcement… …. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 36 5.2.4.3 U.S. Sanctions Enforcement… …enforcement proceedings. The roles of the European Com- mission5 and the EU Council6 are mostly limited to assisting with the prepara- tion of legislative… …conflicts of laws scenarios. It may result in enforcement action under both conflicting sanctions regimes and cause serious economic damage following civil… …the underlying economic, legal, or other relevant considerations. 5.2.3.3 EU Sanctions Enforcement The 27 Member States remain responsible for applying… …authorities and (ultimately) the courts apply and enforce EU sanctions. They have been joined by a new body, the Central Office for Sanctions Enforcement… …established at the end of 2022. The Central Office for Sanc- tions Enforcement coordinates between the various enforcement bodies and pools certain enforcement… …tasks, particularly in the areas of sanctions monito- ring and asset investigation. Sanctions enforcement actions are based on (divergent) national…

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• eJournal-Artikel aus "PinG Privacy in Germany" Ausgabe 2/2025

  Vom Bellen und vom Beißen

  Frederick Richter

  …Proposal for a Regulation of the European Parliament and of the Council laying down additional procedural rules relating to the enforcement of Regulation…
• eJournal-Artikel aus "PinG Privacy in Germany" Ausgabe 3/2025

  Mehr Souveränität wagen

  Frederick Richter

  …Datenschutzweltkarte wurden weniger 7 . It’s the enforcement, stupid. Praktisch gesehen kommt es natürlich auf die jeweilige Umsetzung an. Eine genauere Bewertung eines…
• eJournal-Artikel aus "Zeitschrift für Corporate Governance" Ausgabe 4/2025

  Vertrauen als Corporate-Governance-Prinzip

  Der Schritt zu Systematik und aktiver Gestaltung
  

  Dr. Moritz Kappler

  …et al. 2019; Hurka et al. 2024. 24 Tyler 1990. Doch jede Policy bleibt wirkungslos, wenn sie nicht adäquat angewandt wird. Policy Enforcement… …, wertekongruent, widerspruchsfrei Bürokratie‑Theater Policy Process Partizipation & Transparenz Schein­beteiligung Policy Enforcement Vorhersehbare, faire… …. Grimmelikhuijsen, S. et al. (2025): Does Enforcement Style Influence Citizen Trust in Regulatory Agencies? Journal of Public Administration Research and Theory 35…

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• eJournal-Artikel aus "PinG Privacy in Germany" Ausgabe 5/2025

  Zwei Seiten, ein Verfahren – Bußgelder nach der DSGVO im Spannungsverhältnis zwischen Aufsicht und Verteidigung

  Henrike Teitge, Isabelle Brams

  …grenzüberschreitenden Verkehr die geplante GDPR Enforcement Verordnung, so sie denn tatsächlich kommt, hier neue Akzente setzen? Henrike Teitge: Die effektive… …grenzüberschreitender Sachverhalte, in denen der Koordinierungsaufwand im Rahmen des „One-Stop-Shop-Mechanismus“ erheblich ist. Hier setzt die geplante GDPR Enforcement… …. 2 DSGVO. Es wird auch interessant zu sehen sein, wie sich die bereits angesprochene GDPR Enforcement Regulation auf den Ablauf von Bußgeldverfahren…

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• eBook-Kapitel aus dem Buch Korruptionsprävention im Auslandsvertrieb

  Commitment und Risikoanalyse

  Dr. Lutz Nepomuck

  …dienst der Steuerverwaltung, S. 24; Transparency International, Progress Report 2015: Assessing Enforcement of the OECDConvention on Combatting Foreign…
• eBook-Kapitel aus dem Buch Handbuch Compliance-Management

  Compliance Management in Africa

  Sharon van Rooyen

  …bodies are responsible for anti- corruption enforcement in South Africa. iii. Section 34 of the Act imposes a duty to report known or reasonably suspected… …sanctions against crimes of bribery of foreign officials. The OECD phase 3 report3 on South Africa raised concerns about its lack of enforcement and… …– perhaps to secure backing in future elections. This motivation could be driving the enforcement of rigorous gover- nance through… …. These include weak law enforcement, political instability, corrup- tion, and armed conflicts. These compounded issues can lead to violations of human…

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