Suchergebnisse

• eBook-Kapitel aus dem Buch Wettbewerbsvorteil Risikomanagement

  Management von operationellen Risiken in Finanzinstituten: Qualitative Verfahren

  Dr. Gerrit Jan van den Brink

  …Operational Risk wird ist im Rahmen der aufsichtsrechtlichen Diskussion wie folgt definiert1: Operational risk is defined as the risk of loss resulting from… …inadequate or failed internal processes, people and systems or from external events. This definition in- cludes legal risk, but excludes strategic and… …reputational risk. Das Management operationeller Risiken in Banken hat durch die aufsichtsrecht- lichen Entwicklungen bedeutenden Rückenwind erfahren. Der… …Practices for the Management and Supervision of Operational Risk“ verab- schiedet. In diesem Dokument befinden sich 10 Grundsätze für Banken und Aufse- her… …zum Thema Operational Risk Management. Viele dieser Grundsätze sind auch in den Mindestanforderungen an das Risikomanagement (MaRisk) aufgenommen, die… …19.1.2007 Dr. Gerrit Jan van den Brink 178 Die Zusammenhänge zwischen den regulatorischen Anforderungen für das Operational Risk Management können… …nicht richtig, das Ziel des Operational Risk Managements in Banken auf die Erfüllung regulatorischer Anforderungen zu reduzieren. Ein gutes Operational… …Risk Management macht sich für die Banken in folgender Form be- merkbar: – Die Anzahl der Verluste reduziert sich, weil auf Basis der Risikoanalyse… …International Convergence on Capital Measurement and Capital Standards Sound Practices on the Management and Supervision of Operational Risk Interpretations… …eine notwendige Voraussetzung für den Erfolg des Operational Risk Managements. So lange diese Kulturentwicklung noch nicht weit vorangeschritten ist…

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• eBook-Kapitel aus dem Buch Managing Risks in Supply Chains

  A Tool for Assessing Product Non-Compliance Risks in Supply Chains

  Alex Martin, Kieren Mayers, Chris France

  …the tool being widely used to assess product non-compliance risks. Keywords: Product Compliance, Supply Chains, Risk Assessment, Management Systems… …and prioritising the risks of product non- compliance occurring. This paper discusses the selection, adaptation and use of a risk assessment tool for… …non-compliance risks. A study was undertaken to help identify and prioritise such risks for SCEE, which served to inform management actions to reduce risk and… …improve compliance assurance. An existing tool was chosen for the risk as- sessment: failure mode and effects analysis (FMEA). The choice of FMEA over… …other tools is discussed next. 3 Choice of FMEA over other Risk Assessment Tools SCEE’s environmental, purchasing, product and technical managers could… …reasons a tool was favoured for undertaking the risk assessment at SCEE: the use of a tool brings a logic and structure to assessing risks and, once used… …or otherwise adapted for the risk assessment. A wide range of tools are available for risk assessment, not all of which are sui- table for assessing… …Delphi Technique, human risk assessment, FMEA and fault tree analysis. Of these, brainstorming and checklists tend to be used for identifying hazards… …non-compliance with substance use restrictions. The Delphi Technique and human risk assessment are more sophisti- cated tools but oriented towards decision-making… …in light of known risks rather than identifying and prioritising known and unknown risks. These tools were considered inappropriate for the risk…

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• eBook-Kapitel aus dem Buch Managing Risks in Supply Chains

  Managing Risk and Complexity in the South African Automotive Supply Chain in A Black Economic Empowerment (Bee) Environment: A Case Study

  Gideon Horn

  …Managing Risk and Complexity in the South African Automotive Supply Chain in A Black Economic Empowerment (Bee) Environment: A Case Study Gideon… …South African automotive supply chain. – The effect of BEE problems on risk and complexity. – Policies currently in place to assist BEE suppliers in… …. Managing Risk and Complexity in the South African Automotive 135 3 Textbook Theory versus the South African Situation Textbook theory states that any… …(Hugo et al, 2006:82). Such a business also runs the risk of being excluded from tendering for future business. With modern business conditions of… …and insufficient Managing Risk and Complexity in the South African Automotive 137 capacity problems cause production stoppages and delays which… …. In practice, new suppliers who are given a chance to supply parts to an OEM are at first only given contracts to produce low risk production parts… …that the rest of the supply chain meets the assem- bler’s standards (Automotive Industry Development Centre, 2005: 5), thereby re- ducing possible risk… …production and quality systems have to be audited and improved, the assembler rather deals with a Managing Risk and Complexity in the South African… …non-production or soft activities. These in- clude mainly the provision of stationery, furniture, security, catering and cleaning services. Managing Risk and… …Complexity in the South African Automotive 141 5 The effect of BEE supplier problems on risk and complexity Logistics and supply chain management are…

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• eBook-Kapitel aus dem Buch Interne Revision aktuell

  Die Entwicklung von MaH zu MaRisk

  Joachim Dubs, Thomas Ramke

  …die Ma- Risk zeigt alle Facetten:  Einige Regelungen der MaH sind weggefallen, wie die Abstimmung schwe- bender Termingeschäfte, Regelungen für… …bankaufsichtsrechtlichen Anforderungen, in: Handbuch Ma- Risk, hrsg. von Becker/Gruber/Wohlert, Frankfurt 2006, S. 477–499. BaFin: Mindestanforderungen an das…
• eBook-Kapitel aus dem Buch Managing Risks in Supply Chains

  An Empirical Investigation into Supply Chain Vulnerability Experienced by German Firms

  Stephan M. Wagner, Christoph Bode

  …primary purpose of this research was to study supply chain risk sources in more detail and specifically in- vestigate the relationship between supply chain… …vulnerability and supply chain risk. Based on the responses from 760 German-based firms it can be shown that struc- tural variables of supply chain design, such… …, are relevant for a firm’s exposure to supply chain risk. Overall, this research constitutes the first large-scale investigation and provides a more… …fine-grained understanding of antecedents of supply chain risks. Keywords: Supply Chain Management, Risk Management, Vulnerability, Survey 1 Introduction… …The recent memorable crises and catastrophes and their impact on supply chains have shaken up academics and practitioners for supply chain risk… …chain risk and risk management during the last years. A substantial body of recent literature deals with descriptions of supply chain disruptions and… …Stephan M. Wagner and Christoph Bode 80 risk mitigation and business continuity planning that aim at ultimately creating ro- bust and resilient supply… …, 2005a). In general, results from large-scale empirical research on supply chain risk issues are scarce (Peck & Jüttner, 2002; Svensson, 2002; Zsidisin &… …advantage of economies of scale in its inbound supply chain, it might be ex- posed to higher supply chain risk. The goal of this research is to investigate… …risk categories. Figure 1 shows the underlying mo- del. Customer dependence Supplier dependence Supplier concentration Single sourcing Global sourcing…

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• eBook-Kapitel aus dem Buch Risk Management Practices of SMEs

  Questionnaire Results

  Thomas Henschel

  …and the implementation of risk management in German small to medium-sized enterprises. In a first approach, the current state of risk management has… …results of the essentially descriptive examinations are used to develop a “scoring” ap- proach, which shall help to estimate the sophistication of risk… …management systems (Section 4.4). To validate the self-developed scoring of “risk man- agement practices,” the questionnaire results will be analysed by… …Firstly, the “basic variables” of the questionnaire sample is studied (Section 4.2.1). Then business planning, the pivotal element of a comprehensive risk… …management approach, is discussed (Section 4.2.2). As a first step toward the main topic of risk management, the univariate analysis reports on early warn- ing… …satisfactory. The average response rate of empirical studies on SME risk management practices goes from 8% to 17% (see Consultation and Research Center of the… …ICAEW, 2005, pp. 6–7; Clink, 2001, p. 90). Questionnaire Results 98 4.2.2 Business Planning as a Base for Risk Management As emphasized in the… …literature review (see Section 2.3), a well-developed business planning is seen as an essential instrument for a holistic risk man- agement. Since there are… …not well-developed (see the Appendix F, Question 1.8). 4.2.3 Early Warning Systems for Risk Identification To approach the subject of risk management… …whether they even may overestimate the capability of their risk management efforts. 4.3 Bivariate Analysis In the following sections, selected…

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• eBook-Kapitel aus dem Buch Risk Management Practices of SMEs

  Interview Results

  Thomas Henschel

  …indicated in Chapter 3, the research interviews particu- larly investigated the influence of management behaviour on the risk man- agement in SMEs. Section… …5.2 explores quantitative interview issues. This part covers the same risk management aspects as the corresponding questionnaire in Sec- tion 4.3. In… …proach, scoring variables to judge risk management abilities are constructed (Section 5.3). Then, being specific for the interview approach, the moderating… …effect of management behaviour on the establishing and maintaining of risk management is discussed (Section 5.4). The research interviews were carried out… …and risk management (Section 5.2.5) fol- low. The results are discussed with respect to enterprise size effects as well as with respect to the… …examine whether the risk management practices of the respec- tive firm have been changing over time. The interview firms were selected according to the… …established in our firm. In future, business planning shall be carried out by the controller and no longer by external consultants.” Since in the holistic risk… …analysis is evaluated by the interviews (Table 5.4). Just for “playful” estimating of risk effects what-if analysis and scenario analysis are suitable… …risk management. A medium-sized and a very large firm have already established it formally. Other firms at least estimate that such a link should be… …taken into consideration. Risk management use: Owner-Manager Within the perspectives chosen by the firm, risks are considered simultane- ously with the…

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• eBook-Kapitel aus dem Buch Risikokostenrechnung

  Das Risikomanagement

  Dr. Markus Siepermann

  …der Literatur uneinheitlich verwendet, vielfach wird synonym von Risiko- politik, Sicherheitspolitik oder auch Risk Management gesprochen,102 wobei… …jedoch mit den Begriffen Risikomanagement und Risk Management häufig auch etwas verschiedenes gemeint ist.103 Risk Management oder auch Insuran- ce… …Fehlerbaum-Analyse Management Oversight and Risk Tree (MORT) Flow-Chart-Analyse Fehlermöglichkeits- und Einflussanalyse (FMEA) Szenarioanalyse… …lassen,165 An- leihen oder Finite Risk Konzepte, die eine Mischung aus Versicherungs- und Finanzierungselementen darstellen.166 Bei Versicherungen ist zu…

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• eBook-Kapitel aus dem Buch Risk Management Practices of SMEs

  Research Methodology and Research Design

  Thomas Henschel

  …scoring approach of this study and the typology of risk manage- ment practices derived from the scoring. Finally, Section 3.6 briefly reports on the… …in 2002, only little (and unreliable) data was available on the state of risk management in German SMEs (see e.g. Kessler, 2000, p. 64; Kirchner, 2002… …, p. 200). This gave rise to the decision to determine current risk management practices in German SMEs by an explor- ative approach. The literature… …review has impressively revealed that risk management is a relatively new research area. No general standard has been established for risk management being… …suitable for SMEs (see, for example, ICAEW, 2005; Alquier and Tignol, 2006). Most literature sources on risk management deal with large firms. Concerning the… …. Moreover, getting an overview of current risk management prac- tices means holding a larger number of case studies; the generalization of the results of only… …a sensible and cost-effective opportunity of obtain- ing an overview of the current situation of risk management in SMEs. Since SMEs have a very… …, p. 8). Therefore a questionnaire will only be a first step (carried out in 2002 and 2004) to investigate the current state of risk manage- ment in… …between the components of a holistic risk management and for an inves- tigation of the differences in the patterns of decision-making on the part of the… …divided into the following main topics: management be- haviour, business planning, Balanced Scorecard and similar instruments, risk management and project…

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• eBook-Kapitel aus dem Buch Risikokostenrechnung

  Einführung

  Dr. Markus Siepermann

  …, Kosteneinsparungen mit Hilfe der Optimierung von Ver- sicherungen zu realisieren, verschob sich der wissenschaftliche Fokus in den 1970er Jahren hin zum Risk… …unternehmerischen Risikos wird zur Darstellung der Risikosituation eines Unternehmens vielfach in Anlehnung an die BCG-Matrix die Verwendung einer sogenannten Risk… …Map oder Risikoma- trix vorgeschlagen.44 Bei der Risk Map handelt es sich um eine graphische Darstellung der Risikosituation, bei der für wichtig… …Abszisse die potenziel- len Schadenshöhen abgetragen (vgl. auch Abbildung 12 auf Seite 40). Als Vorteil solcher Risk Maps wird zum einen die… …Unterneh- mensrisiken vereinfacht. Der große Nachteil der Risk Maps besteht aber im Informationsverlust durch die aggregierte Darstellung: Durch die…

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