Suchergebnisse

• eBook-Kapitel aus dem Buch WpPG

  Art. 12 EU-ProspV Schema für das Registrierungsformular für Schuldtitel und derivative Wertpapiere mit einer Mindeststückelung von 100.000 EUR

  Elke Glismann
• eBook-Kapitel aus dem Buch WpPG

  Anh. IX EU-ProspV Mindestangaben für das Registrierungsformular für Schuldtitel und derivative Wertpapiere (Schema) (Schuldtitel und derivative

  Elke Glismann

  …Responsible 1.1. All persons responsible for the infor- mation given in the registration docu- ment and, as the case may be, for certain parts of it, with, in… …suer’s position within it. 6.2. If the issuer is dependent upon other entities within the group, this must be clearly stated together with an explana-… …audited or reported on as to whether or not, for the purposes of the registration document, it gives a true and fair view, in accordance with auditing… …, in the form and context in which it is included, with the consent of that person who has au- thorised the contents of that part of the registration…

  Alle Treffer im Inhalt anzeigen
• eBook-Kapitel aus dem Buch WpPG

  Art. 13 EU-ProspV Schema für Zertifikate, die Wertpapiere vertreten (depository receipts“)

  Nils Rahlf
• eBook-Kapitel aus dem Buch WpPG

  Anh. X EU-ProspV Mindestangaben für Zertifikate, die Aktien vertreten (Schema)

  Nils Rahlf

  …Responsible 1.1. All persons responsible for the infor- mation given in the prospectus and, as the case may be, for certain parts of it, with, in the latter… …five years, indicating whether or not the individual is still a member of the administrative, management or su- pervisory bodies or partner. It is not… …national accounting stan- dards equivalent to these standards. If such financial information is not equiva- lent to these standards, it must be pre- sented… …as to whether or not, for the purposes of the prospectus, it gives a true and fair view, in accordance with audit- ing standards applicable in a Member…

  Alle Treffer im Inhalt anzeigen
• eBook-Kapitel aus dem Buch WpPG

  Art. 14 EU-ProspV Schema für das Registrierungsformular für Banken

  Petra Kirchner

  …excluded and subject to disclosure requirements which are not relevant for banks. It is said that where non-EU banks are not subject to similar regulatory… …standard of prudential and regulatory supervision should benefit from this building block and it is anticipated that OECD-regulated banks will meet this… …Commission in July should be used for banks issuing derivative securities. CESR consi- ders it important to point out for the purposes of clarity that an SPV…

  Alle Treffer im Inhalt anzeigen
• eBook-Kapitel aus dem Buch WpPG

  Anh. XI EU-ProspV Mindestangaben für das Registrierungsformular für Banken (Schema)

  Petra Kirchner

  …1.1. All persons responsible for the infor- mation given in the registration docu- ment and, as the case may be, for certain parts of it, with, in the… …. Organisational Structure 6.1. If the issuer is part of a group, a brief description of the group and of the is- suer’s position within it. 6.2. If the issuer is… …equivalent to these standards. If such financial information is not equiva- lent to these standards, it must be pre- sented in the form of restated financial… …tion must be independently audited or reported on as to whether or not, for the purposes of the registration document, it gives a true and fair view, in… …financial year, it must contain interim financial informa- tion, covering at least the first six months of the financial year. If the interim finan- cial… …is included, in the form and context in which it is included, with the consent of that person who has au- thorised the contents of that part of the…

  Alle Treffer im Inhalt anzeigen
• eBook-Kapitel aus dem Buch WpPG

  Anh. XII EU-ProspV Mindestangaben für die Wertpapierbeschreibung für derivative Wertpapiere (Schema)

  Dr. Julius Neuberger, Hans-Helmut Schneider

  …the infor- mation given in the prospectus and, as the case may be, for certain parts of it, with, in the latter case, an indication of such parts. In… …investment or part of it, as the case may be, and/or, if the in- vestor’s liability is not limited to the value Mindestangaben Anh. XII EU-ProspV… …or delivery date, and the way it is calculated. Mindestangaben Anh. XII EU-ProspV Neuberger/Schneider 743 mins und der Art und Weise der Berech-… …identification code, – where the underlying is an index: – the name of the index, – a description of the index if it is composed by the issuer or by any legal… …context in which it is included, with the consent of that person who has authorized the contents of that part of the Securities Note. EU-ProspV Anh. XII… …. Where the issuer has indicated that it intends to report such information, the issuer shall specify in the prospectus what informa- tion will be reported…

  Alle Treffer im Inhalt anzeigen
• eBook-Kapitel aus dem Buch WpPG

  Art. 16 EU-ProspV Schema für die Wertpapierbeschreibung für Schuldtitel mit einer Mindeststückelung von 100.000 EUR

  Elke Glismann
• eBook-Kapitel aus dem Buch WpPG

  Anh. XIII EU-ProspV Mindestangaben f

  Elke Glismann

  …and, as the case may be, for certain parts of it, with, in the latter case, an indication of such parts. In case of natural persons in- cluding members… …setting out the type of underlying and a description of the underlying on which it is based and of the method used to relate the underlying and the rate… …procedures. Where ad- vance amortisation is contemplated, on the initiative of the issuer or of the holder, it must be described, stipulating amortisation… …at the issuer’s request a statement to that effect that such statement or report is in- cluded, in the form and context in which it is included, with…

  Alle Treffer im Inhalt anzeigen
• eBook-Kapitel aus dem Buch WpPG

  Anh. XIV EU-ProspV Zusätzliches Modul betreffend den Basistitel für bestimmte Dividendenwerte

  Dr. Thomas Preuße