Suchergebnisse

• eBook-Kapitel aus dem Buch Handbuch Compliance-Management

  Die Europäische Union als Compliance-Taktgeber: Grundlagen der Rechtsetzung und Rechtsdurchsetzung auf europäischer Ebene

  Jakob Tybus, Tim Bartels
• eBook-Kapitel aus dem Buch Handbuch Compliance-Management

  Business Partner Compliance (rechtlich, ökonomisch, IT-technisch)

  Roman Zagrosek

  …, administrative or judicial position of any kind of a country or territory outside the UK. It also includes any person who performs public functions in any branch… …liable to prosecution if a person associated with it bribes another person intending to obtain or retain business or an advantage in the conduct of… …verhindern. “that it had in place adequate procedures designed to prevent persons associated with it from undertaking such conduct.”27 Im deutschen Recht ist…

  Alle Treffer im Inhalt anzeigen
• eBook-Kapitel aus dem Buch Handbuch Compliance-Management

  Compliance Governance

  Stephan Grüninger, Roland Steinmeyer, Christian Strenger

  …top-level management of a commercial organisation (be it a board of directors, the owners or any other equivalent body or person) are committed to preventing… …bribery by persons associatedwith it. They foster a culture within the organisation inwhich bribery is never acceptable.“). Zur Compliance- Kultur vgl…
• eBook-Kapitel aus dem Buch Handbuch Compliance-Management

  Responsible Leadership Development

  Compliance und Integrity als Führungsaufgabe
  

  Christine Butscher, Stephan Grüninger, Quirin Kissmehl

  …Verantwortung: „The top-levelmanagement of a commercial organisation (be it a board of directors, the owners or any other equivalent body or person) […] are in…
• eBook-Kapitel aus dem Buch Handbuch Compliance-Management

  Unternehmensinterne Compliance-Kommunikation: Rechtliche Grundlagen und Implementierung effektiver Hinweisgebersysteme

  Eike Bicker, Caroline Saalwächter-Hirsch

  …Sec. 7 (2) UKBA lautet: „But it is a defence for C to prove that C had in place adequate procedures designed to prevent persons associated with C from…
• eBook-Kapitel aus dem Buch Handbuch Compliance-Management

  An International Perspective on Anti-Corruption: U.S. Foreign Corrupt Practices Act and OECD Anti-Bribery Convention

  Charles Duross, James Koukios

  …own nuances, several points bear emphasis. First, the FCPA is an official bribery statute; it does not 637Duross/Koukios 1.2 An International… …. §78dd-1(f)(2). 13 OnDecember 22, 2023, the Foreign Extortion Prevention Act (“FEPA”) was enacted to close this gap. FEPAmakes it a criminal offense for a foreign… …business advantage;10 it does not cover bribery that seeks a purely personal advantage. Third, the FCPA’s “corruptly” element requi- res a quid pro quo… …of a high probability that the third party will offer or pay a bribe on his or her behalf.12 Fifth, because it criminalizes offers and promises, the… …, enforcement action to bring against a company, DOJ prosecutors must consider the Principles of Federal Prosecution of Business Organizations.20 Because it can… …it can either pursue a non-trial resolution, such as a non-prosecution agreement (“NPA”), a deferred prosecution agreement (“DPA”), or a plea agreement… …, or it can seek an indictment and, potentially, take the matter to trial. SEC regularly brings enforcement actions against companies and occasionally… …emphasizes (1) a company’s self-policing and compliance programs prior to the discovery of the misconduct, (2) the self-reporting of the misconduct when it is… …their progress. DOJ has recently announced ten factors it considers in determining whether to impose an independent compli- ance monitor, including… …mirrors the FCPA, the OECD Good Practice Guidance echoes the vision and objectives of Attachment C. It is desig- ned to serve as non-legally binding…

  Alle Treffer im Inhalt anzeigen
• eBook-Kapitel aus dem Buch Handbuch Compliance-Management

  Cybercrime-Prävention: Grundlagen und Rahmenbedingungen

  Alexander Geschonneck

  …. 15 Bundesamt für Sicherheit in der Informationstechnik, Phishing & Smishing auf dem Vormarsch, https://www.bsi.bund.de/DE/Themen/Verbraucherinnen-und-… …der Informationstechnik, Phishing & Smishing auf dem Vormarsch, https://www.bsi.bund.de/DE/Themen/Verbraucherinnen-und-… …für Sicherheit in der Informationstechnik, Social Engineering – der Mensch als Schwachstelle. 19 Vgl. Bundeskriminalamt, Cybercrime: Bundeslagebild… …2016, S. 21. 20 Schönke/Schröder/Eisele, StGB, §202b Rn. 4. 21 Auer-Reinsdorff/Conrad/Hassemer, Handbuch IT- und Datenschutzrecht, §43 Rn. 258. 6 22… …: Handlungsempfehlungen für dieWirtschaft, S. 12. 12 34 Bundesamt für Sicherheit in der Informationstechnik, Ransomware: Bedrohungslage 2022, S. 4. 35 Bundesamt für… …Sicherheit in der Informationstechnik, Ransomware: Bedrohungslage 2022, S. 5. 36 Bundesamt für Sicherheit in der Informationstechnik, Ransomware… …Compliance 37 Bundesamt für Sicherheit in der Informationstechnik, Ransomware: Bedrohungslage 2022, S. 4. 38 Bundesamt für Sicherheit in der… …Informationstechnik, Ransomware: Bedrohungslage 2022, S. 4. 39 Vgl. Bundeskriminalamt, Cybercrime: Bundeslagebild 2022, S. 14. 13 40 Bundesamt für Sicherheit in der… …Informationstechnik, DDoS-Angriffe im Cyber-Raum. 41 Vgl.Auer-Reinsdorff/Conrad/Hassemer, Handbuch IT- und Datenschutzrecht, §43 Rn. 278. 14 42 Bundeskriminalamt… …Informationstechnik, Ransomware: Bedrohungs- lage 2022, S. 5 f. Nach den aufgezeigten Szenarien und Gefahren für Unternehmen ist es uner- lässlich…

  Alle Treffer im Inhalt anzeigen
• eBook-Kapitel aus dem Buch Handbuch Compliance-Management

  Compliance vs. Exportkontrolle – oder die zwei Seiten einer Medaille

  Manuel Schwab

  …einen Punkt für ein funktio- nierendes ICP darstellt, zeigt, dass sich ein Unternehmen Gedanken über eine adäquate IT machen muss. Unter „sonstige…
• eBook-Kapitel aus dem Buch Handbuch Compliance-Management

  EU and U.S. Sanctions Compliance

  John E. Smith, Felix Helmstädter, Alexander Eisenfeld, Nicholas W. Kennedy

  …localized sanctions regimes imposed by other governments – such as Australia, Canada, Japan, Switzerland, and the United Kingdom – nor does it cover “counter… …European Union (“CJEU”) is the sole institution responsible for the binding interpretation of EU sanctions. It recently issued its first decisions opposing… …European Commission or national authorities may help navigating risks in many instan- ces, it remains non-binding and may not always be in line with (future)… …accounts or IT infrastructure located within the EU) may theoretically suffice to trigger the application of EU sanctions to the activities of non-EU… …constitute a prohibited circumvention of the restriction on loans and credit.22 It is imperative for economic operators to be aware that entities subject to… …restric- tions applicable to such entities may nevertheless be relevant for certain trans- actions and create considerable sanctions risk. It should… …financing and financial assistance as well as technical assistance (i.e., techni- cal support of any kind), brokering services and “other services”. Again, it… …is increasingly looking at means to prevent the circumvention of sanc- tions. It is focusing on EU operators, given it does not apply its sanctions… …non-binding guidance, it is for each economic operator to develop, imple- ment, and routinely update an EU sanctions compliance program that adequa- tely… …the purpose of the restrictive measures. So far, the “best efforts” requirement is not clearly defined, but it certainly adds another layer to the…

  Alle Treffer im Inhalt anzeigen
• eBook-Kapitel aus dem Buch Handbuch Compliance-Management

  Werbung mit umweltbezogenen Angaben – ein praxisnaher Überblick über die aktuelle Rechtslage in der Produktwerbung und im Marketing

  Robert Grohmann, Jens Hackl

  …. 855Grohmann/Hackl 6.2 Werbung mit umweltbezogenen Angaben 5 5 Explainer:What is greenwashing and bluewashing, andwhy should we care about it? –…